ООО ПФП "Квантэкс" : Технологии ведения реестра акционеров, финансовый анализ, методические материалы

 
ÔÅÄÅÐÀËÜÍÀß ÊÎÌÈÑÑÈß ÏÎ ÐÛÍÊÓ ÖÅÍÍÛÕ ÁÓÌÀÃ

ÐÀÑÏÎÐßÆÅÍÈÅ
îò 11 ìàðòà 2002 ã. N 292/ð

ÎÁ ÓÒÂÅÐÆÄÅÍÈÈ ÏÅÐÅ×Íß
ÓÏÎËÍÎÌÎ×ÅÍÍÛÕ ÎÐÃÀÍÈÇÀÖÈÉ, ÈÌÅÞÙÈÕ ÏÐÀÂÎ ÏÐÎÂÅÄÅÍÈß
ÊÂÀËÈÔÈÊÀÖÈÎÍÍÛÕ ÝÊÇÀÌÅÍÎÂ ÔÊÖÁ ÐÎÑÑÈÈ

(â ðåä. ðàñïîðÿæåíèé ÔÊÖÁ ÐÔ îò 25.03.2003 N 03-560/ð,
îò 29.08.2003 N 03-1830/ð)

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ÊîíñóëüòàíòÏëþñ: ïðèìå÷àíèå.
Ïîñòàíîâëåíèå ÔÊÖÁ ÐÔ îò 02.09.1999 N 6 óòðàòèëî ñèëó â ñâÿçè
ñ èçäàíèåì Ïîñòàíîâëåíèÿ ÔÊÖÁ ÐÔ îò 05.07.2002 N 27/ïñ.
Ïîñòàíîâëåíèå ÔÊÖÁ ÐÔ îò 05.07.2002 N 27/ïñ óòðàòèëî ñèëó â
ñâÿçè ñ èçäàíèåì Ïîñòàíîâëåíèÿ ÔÊÖÁ ÐÔ îò 24.12.2003 N 03-47/ïñ.
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 ñîîòâåòñòâèè ñ ïóíêòîì 1.2 Ïîëîæåíèÿ î ñèñòåìå
êâàëèôèêàöèîííûõ òðåáîâàíèé ê ðóêîâîäèòåëÿì, êîíòðîëåðàì è
ñïåöèàëèñòàì îðãàíèçàöèé, îñóùåñòâëÿþùèõ äåÿòåëüíîñòü íà ðûíêå
öåííûõ áóìàã, à òàêæå ê èíäèâèäóàëüíûì ïðåäïðèíèìàòåëÿì -
ïðîôåññèîíàëüíûì ó÷àñòíèêàì ðûíêà öåííûõ áóìàã, óòâåðæäåííîãî
Ïîñòàíîâëåíèåì ÔÊÖÁ Ðîññèè îò 2 ñåíòÿáðÿ 1999 ã. N 6 ñ
èçìåíåíèÿìè, âíåñåííûìè Ïîñòàíîâëåíèåì ÔÊÖÁ Ðîññèè îò 16 ôåâðàëÿ
2001 ã. N 2:
1. Óòâåðäèòü ïðèëàãàåìûé Ïåðå÷åíü óïîëíîìî÷åííûõ îðãàíèçàöèé,
èìåþùèõ ïðàâî ïðîâåäåíèÿ êâàëèôèêàöèîííûõ ýêçàìåíîâ ÔÊÖÁ Ðîññèè, â
íîâîé ðåäàêöèè.
2. Ïðèçíàòü óòðàòèâøèì ñèëó ðàñïîðÿæåíèå ÔÊÖÁ Ðîññèè îò 20
àïðåëÿ 2001 ã. N 330-ð.

Ïðåäñåäàòåëü
È.Â.ÊÎÑÒÈÊÎÂ





Óòâåðæäåí
ðàñïîðÿæåíèåì ÔÊÖÁ Ðîññèè
îò 11.03.2002 N 292/ð

ÏÅÐÅ×ÅÍÜ
ÓÏÎËÍÎÌÎ×ÅÍÍÛÕ ÎÐÃÀÍÈÇÀÖÈÉ, ÈÌÅÞÙÈÕ ÏÐÀÂÎ
ÏÐÎÂÅÄÅÍÈß ÊÂÀËÈÔÈÊÀÖÈÎÍÍÛÕ ÝÊÇÀÌÅÍÎÂ ÔÊÖÁ ÐÎÑÑÈÈ

(â ðåä. ðàñïîðÿæåíèé ÔÊÖÁ ÐÔ îò 25.03.2003 N 03-560/ð,
îò 29.08.2003 N 03-1830/ð)

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| N | Íàèìåíîâàíèå | Àäðåñ | Âèäû ýêçàìåíîâ |
|ï/ï | óïîëíîìî÷åííûõ | óïîëíîìî÷åííûõ | |
| | îðãàíèçàöèé | îðãàíèçàöèé | |
|----+-----------------+----------------+-------------------------|
| 1. |Ðåãèîíàëüíîå |109017, |1. Áàçîâûé |
| |îòäåëåíèå |ã. Ìîñêâà, | êâàëèôèêàöèîííûé |
| |ÔÊÖÁ Ðîññèè â |Ñòàðîìîíåòíûé | ýêçàìåí |
| |Öåíòðàëüíîì |ïåð., ä. 3, |2. Êâàëèôèêàöèîííûå |
| |ôåäåðàëüíîì |ñòð. 1 | ýêçàìåíû ñåðèé |
| |îêðóãå | | 1.0; 2.0; 3.0; 4.0; |
| | | | 5.0; 6.0 |
|(ï. 1 â ðåä. ðàñïîðÿæåíèÿ ÔÊÖÁ ÐÔ îò 29.08.2003 N 03-1830/ð) |
|(ñì. òåêñò â ïðåäûäóùåé ðåäàêöèè) | |
|----+-----------------+----------------+-------------------------|
| 2. |Ðåãèîíàëüíîå |191011, |1. Áàçîâûé |
| |îòäåëåíèå |ã. Ñàíêò-Ïåòåð- | êâàëèôèêàöèîííûé |
| |ÔÊÖÁ Ðîññèè â |áóðã, íàá. Ðåêè | ýêçàìåí |
| |Ñåâåðî-Çàïàäíîì |Ôîíòàíêè, ä. 15 |2. Êâàëèôèêàöèîííûå |
| |ôåäåðàëüíîì | | ýêçàìåíû ñåðèé |
| |îêðóãå | | 1.0; 2.0; 3.0; 4.0; |
| | | | 5.0 |
|----+-----------------+----------------+-------------------------|
| 3. |Ðåãèîíàëüíîå |620075, |1. Áàçîâûé |
| |îòäåëåíèå |ã. Åêàòåðèíáóðã,| êâàëèôèêàöèîííûé |
| |ÔÊÖÁ Ðîññèè â |óë. Êóçíå÷íàÿ, | ýêçàìåí |
| |Óðàëüñêîì |ä. 72 |2. Êâàëèôèêàöèîííûå |
| |ôåäåðàëüíîì | | ýêçàìåíû ñåðèé |
| |îêðóãå | | 1.0; 2.0; 3.0; 4.0; |
| | | | 5.0 |
|----+-----------------+----------------+-------------------------|
| 4. |Èñêëþ÷åí. - Ðàñïîðÿæåíèå ÔÊÖÁ ÐÔ îò 29.08.2003 N 03-1830/ð |
|(ñì. òåêñò â ïðåäûäóùåé ðåäàêöèè) | |
|----+-----------------+----------------+-------------------------|
| 4. |Îìñêîå |644002, |1. Áàçîâûé |
| |ðåãèîíàëüíîå |ã. Îìñê, | êâàëèôèêàöèîííûé |
| |îòäåëåíèå |óë. Êðàñíûé | ýêçàìåí |
| |ÔÊÖÁ Ðîññèè |Ïóòü, ä. 5 |2. Êâàëèôèêàöèîííûå |
| | | | ýêçàìåíû ñåðèé |
| | | | 1.0; 2.0; 3.0; 4.0; |
| | | | 5.0 |
|----+-----------------+----------------+-------------------------|
| 5. |Ðåãèîíàëüíîå |603102, |1. Áàçîâûé |
| |îòäåëåíèå |ã. Íîâîñèáèðñê, | êâàëèôèêàöèîííûé |
| |ÔÊÖÁ Ðîññèè â |óë. Íèæåãîðîä- | ýêçàìåí |
| |Ñèáèðñêîì |ñêàÿ, ä. 6 |2. Êâàëèôèêàöèîííûå |
| |ôåäåðàëüíîì | | ýêçàìåíû ñåðèé |
| |îêðóãå | | 1.0; 2.0; 3.0; 4.0; |
| | | | 5.0 |
|----+-----------------+----------------+-------------------------|
| 6. |Èðêóòñêîå |664011, |1. Áàçîâûé |
| |ðåãèîíàëüíîå |ã. Èðêóòñê, | êâàëèôèêàöèîííûé |
| |îòäåëåíèå |óë. Íèæíÿÿ | ýêçàìåí |
| |ÔÊÖÁ Ðîññèè |Íàáåðåæíàÿ, |2. Êâàëèôèêàöèîííûå |
| | |ä. 14 | ýêçàìåíû ñåðèé |
| | | | 1.0; 2.0; 3.0; 4.0; |
| | | | 5.0 |
|----+-----------------+----------------+-------------------------|
| 7. |Ñàìàðñêîå |443100, |1. Áàçîâûé |
| |ðåãèîíàëüíîå |ã. Ñàìàðà, | êâàëèôèêàöèîííûé |
| |îòäåëåíèå |óë. Ãàëàêòèîíîâ-| ýêçàìåí |
| |ÔÊÖÁ Ðîññèè |ñêàÿ, ä. 132 |2. Êâàëèôèêàöèîííûå |
| | | | ýêçàìåíû ñåðèé |
| | | | 1.0; 2.0; 3.0; 4.0; |
| | | | 5.0 |
|----+-----------------+----------------+-------------------------|
| 8. |Ðåãèîíàëüíîå |603083, |1. Áàçîâûé |
| |îòäåëåíèå |ã. Íèæíèé | êâàëèôèêàöèîííûé |
| |ÔÊÖÁ Ðîññèè â |Íîâãîðîä, | ýêçàìåí |
| |Ïðèâîëæñêîì |Âûñîêîâñêèé |2. Êâàëèôèêàöèîííûå |
| |ôåäåðàëüíîì |ïðîåçä, ä. 22 | ýêçàìåíû ñåðèé |
| |îêðóãå | | 1.0; 2.0; 3.0; 4.0; |
| | | | 5.0 |
|----+-----------------+----------------+-------------------------|
| 9. |Ðåãèîíàëüíîå |344007, |1. Áàçîâûé |
| |îòäåëåíèå |ã. Ðîñòîâ-íà-Äî-| êâàëèôèêàöèîííûé |
| |ÔÊÖÁ Ðîññèè â |íó, Ãàçåòíûé | ýêçàìåí |
| |Þæíîì |ïåð., ä. 47 |2. Êâàëèôèêàöèîííûå |
| |ôåäåðàëüíîì | | ýêçàìåíû ñåðèé |
| |îêðóãå | | 1.0; 2.0; 3.0; 4.0; |
| | | | 5.0 |
|----+-----------------+----------------+-------------------------|
|10. |Ðåãèîíàëüíîå |690091, |1. Áàçîâûé |
| |îòäåëåíèå |ã. Âëàäèâîñòîê, | êâàëèôèêàöèîííûé |
| |ÔÊÖÁ Ðîññèè â |óë. Àëåóòñêàÿ, | ýêçàìåí |
| |Äàëüíåâîñòî÷íîì |ä. 45-à |2. Êâàëèôèêàöèîííûå |
| |ôåäåðàëüíîì | | ýêçàìåíû ñåðèé |
| |îêðóãå | | 1.0; 2.0; 3.0; 4.0; |
| | | | 5.0 |
|----+-----------------+----------------+-------------------------|
|11. |Ðåãèîíàëüíîå |420066, |1. Áàçîâûé |
| |îòäåëåíèå |ã. Êàçàíü, | êâàëèôèêàöèîííûé |
| |ÔÊÖÁ Ðîññèè â |óë. Äåêàáðèñòîâ,| ýêçàìåí |
| |Ðåñïóáëèêå |ä. 1 |2. Êâàëèôèêàöèîííûå |
| |Òàòàðñòàí | | ýêçàìåíû ñåðèé |
| | | | 1.0; 2.0; 3.0; 4.0; |
| | | | 5.0 |
|----+-----------------+----------------+-------------------------|
|12. |Ñàðàòîâñêîå |410031, |1. Áàçîâûé |
| |ðåãèîíàëüíîå |ã. Ñàðàòîâ, | êâàëèôèêàöèîííûé |
| |îòäåëåíèå |óë. Ìîñêîâñêàÿ, | ýêçàìåí |
| |ÔÊÖÁ Ðîññèè |ä. 84 |2. Êâàëèôèêàöèîííûå |
| | | | ýêçàìåíû ñåðèé |
| | | | 1.0; 2.0; 3.0; 4.0; |
| | | | 5.0 |
|----+-----------------+----------------+-------------------------|
|13. |Êðàñíîÿðñêîå |660017, |1. Áàçîâûé |
| |ðåãèîíàëüíîå |ã. Êðàñíîÿðñê, | êâàëèôèêàöèîííûé |
| |îòäåëåíèå |óë. Ìèðà, ä. 91 | ýêçàìåí |
| |ÔÊÖÁ Ðîññèè | |2. Êâàëèôèêàöèîííûå |
| | | | ýêçàìåíû ñåðèé |
| | | | 1.0; 2.0; 3.0; 4.0; |
| | | | 5.0 |
|----+-----------------+----------------+-------------------------|
|14. |Îðëîâñêîå |302006, |1. Áàçîâûé |
| |ðåãèîíàëüíîå |ã. Îðåë, | êâàëèôèêàöèîííûé |
| |îòäåëåíèå |óë. Ìîñêîâñêàÿ, | ýêçàìåí |
| |ÔÊÖÁ Ðîññèè |ä. 159 |2. Êâàëèôèêàöèîííûå |
| | | | ýêçàìåíû ñåðèé |
| | | | 1.0; 2.0; 3.0; 4.0; |
| | | | 5.0 |
|----+-----------------+----------------+-------------------------|
|15. |Ñàìîðåãóëèðóåìàÿ |109147, |Êâàëèôèêàöèîííûå |
| |îðãàíèçàöèÿ |ã. Ìîñêâà, óë.|ýêçàìåíû ñåðèé |
| |"Íàöèîíàëüíàÿ |Âîðîíöîâñêàÿ, ä.|1.0; 5.0 |
| |Àññîöèàöèÿ |35 Á, êîð. 1 | |
| |Ó÷àñòíèêîâ | | |
| |Ôîíäîâîãî Ðûíêà" | | |
|----+-----------------+----------------+-------------------------|
|16. |Ñàìîðåãóëèðóåìàÿ |119048, |Êâàëèôèêàöèîííûå |
| |îðãàíèçàöèÿ |ã. Ìîñêâà, |ýêçàìåíû ñåðèé |
| |"Ïðîôåññèîíàëüíàÿ|óë. Äåñÿòèëåòèÿ |3.0; 4.0 |
| |àññîöèàöèÿ |Îêòÿáðÿ, ä. 11 | |
| |ðåãèñòðàòîðîâ, | | |
| |òðàíñôåð-àãåíòîâ | | |
| |è äåïîçèòàðèåâ" | | |
|----+-----------------+----------------+-------------------------|
|17. |Ñàìîðåãóëèðóåìàÿ |103009, |Êâàëèôèêàöèîííûå |
| |îðãàíèçàöèÿ |ã. Ìîñêâà, |ýêçàìåíû ñåðèé |
| |"Íàöèîíàëüíàÿ |Ñðåäíèé |1.0; 5.0; 4.0 |
| |ôîíäîâàÿ |Êèñëîâñêèé ïåð.,| |
| |àññîöèàöèÿ" |ä. 1/3, ñòð. 4 | |
|----+-----------------+----------------+-------------------------|
|18. |Ôîíä "Èíñòèòóò |103693, |1. Áàçîâûé êâàëèôèêàöèîí-|
| |ôîíäîâîãî ðûíêà |ã. Ìîñêâà, |íûé ýêçàìåí |
| |è óïðàâëåíèÿ" |Êèòàéãîðîäñêèé |2. Êâàëèôèêàöèîííûå ýêçà-|
| | |ïðîåçä, ä. 7, |ìåíû ñåðèé 1.0; 2.0; 3.0;|
| | |ñòð. 2 |4,0; 5.0; 6.0; 7.0 |
|(ïóíêò ââåäåí ðàñïîðÿæåíèåì ÔÊÖÁ ÐÔ îò 25.03.2003 N 03-560/ð) |
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